Updated 18/09/2024
In force since 18/06/2016

Initial Legal Act
References (3)
17/06/2016
Delegated Regulation 2016/957 published in OJ
28/09/2015
ESMA/2015/1455
Final Draft published
15/07/2014
ESMA/2014/809
Consultation published
11/07/2014
ESMA/2014/808
Consultation published
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Delegated Regulation 2016/957

Commission Delegated Regulation (EU) 2016/957 of 9 March 2016 supplementing Regulation (EU) No 596/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the appropriate arrangements, systems and procedures as well as notification templates to be used for preventing, detecting and reporting abusive practices or suspicious orders or transactions (Text with EEA relevance)

RecitalsArticle 1 - DefinitionsArticle 2 - General requirementsArticle 3 - Prevention, monitoring and detectionArticle 4 - TrainingArticle 5 - Reporting obligationsArticle 6 - Timing of STORsArticle 7 - Content of STORsArticle 8 - Means of transmissionArticle 9 - Entry into forceANNEX