Article 2
Format of the information to be reported to the European Securities and Markets Authority (ESMA) on request by competent authorities
For the purpose of Article 41(4) of Directive 2014/65/EU, competent authorities shall report the following fields from Annex I and II to ESMA:
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1. |
Reporting Period: 1a and 1b and, where applicable, 19a and 19b; |
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2. |
Name of the third-country firm and the branch: 2a and 2d and, where applicable, 20a and 20d; |
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3. |
Investment services, investment activities and ancillary services provided by the branch: 3a, 3b, 3c, 3d, 3e, 3f, 3g and 3h and, where applicable, 21a, 21b, 21c, 21d, 21e, 21f, 21g and 21h; |
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4. |
Number of clients and counterparties and number of staff of the branch: 4a, 4b, 4c, 4d and, where applicable, 22a, 22b and 22c; |
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5. |
Turnover and aggregated value of the assets of the branch: 5a, 5b, 5c and, where applicable, 23a, 23b and 23c. |