Updated 16/09/2024
In force since 15/11/2017

Initial Legal Act
References (6)
26/10/2017
Delegated Regulation 2017/1943 published in OJ
29/06/2015
ESMA/2015/1006
Final Draft published
22/12/2014
ESMA/2014/1570 - Annex A
Consultation published
19/12/2014
ESMA/2014/1570 - Annex B
Consultation published
19/12/2014
ESMA/2014/1570
Consultation published
22/05/2014
ESMA/2014/548
Consultation published
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Delegated Regulation 2017/1943

Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016 supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms (Text with EEA relevance)

RecitalsArticle 1 - General information Article 2 - Information on capital Article 3 - Information on shareholders Article 4 - Information on the management body and persons who direct the business Article 5 - Financial informationArticle 6 - Information on the organisation of the firmArticle 7 - General requirementsArticle 8 - Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person Article 9 - Requirements applicable to shareholders and members with qualifying holdings Article 10 - Effective exercise of supervisory functionsArticle 11 - Entry into force and application