Updated 16/09/2024
In force since 13/07/2017

Initial Legal Act
References (4)
23/06/2017
Implementing Regulation 2017/1111 published in OJ
11/12/2015
ESMA/2015/1858
Final Draft published
31/08/2015
ESMA/2015/1301
Consultation published
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MiFID II ToolImplementing Regulation 2017/1111

Implementing Regulation 2017/1111

Commission Implementing Regulation (EU) 2017/1111 of 22 June 2017 laying down implementing technical standards with regard to procedures and forms for submitting information on sanctions and measures in accordance with Directive 2014/65/EU of the European Parliament and of the Council (Text with EEA relevance)

RecitalsArticle 1 - Contact pointsArticle 2 - Reporting procedure and formsArticle 3 - Invalidating and updating of reportsArticle 4 - TimelineArticle 5 - Annual submission of aggregated information on sanctions and measuresArticle 6 - Annual submission of anonymised and aggregated data on criminal investigations and sanctionsArticle 7 - Entry into force and applicationANNEX IANNEX IIANNEX III