Article 19 | Delegated Regulation 2017/589

Updated 22/01/2025

Metadata

In force

Initial Legal Act

Amendments

Article 19 - Delegated Regulation 2017/589

Article 19

General provisions for DEA

(Article 17(5) of Directive 2014/65/EU)

A DEA provider shall establish policies and procedures to ensure that trading of its DEA clients complies with the trading venue's rules so as to ensure that the DEA provider meets the requirements in accordance with Article 17(5) of Directive 2014/65/EU.

Recitals

CHAPTER I - GENERAL ORGANISATIONAL REQUIREMENTS (Article 1-4)

CHAPTER II - RESILIENCE OF TRADING SYSTEMS (Article 5-18)

CHAPTER III - DIRECT ELECTRONIC ACCESS (Article 19-23)Article 19 - General provisions for DEA (Article 17(5) of Directive 2014/65/EU) Q&A Article 20 - Controls of DEA providers (Article 17(5) of Directive 2014/65/EU) Q&A Article 21 - Specifications for the systems of DEA providers (Article 17(5) of Directive 2014/65/EU) Q&A Article 22 - Due diligence assessment of prospective DEA clients (Article 17(5) of Directive 2014/65/EU) Q&A Article 23 - Periodic review of DEA clients (Article 17(5) of Directive 2014/65/EU) Q&A

CHAPTER IV - INVESTMENT FIRMS ACTING AS GENERAL CLEARING MEMBERS (Article 24-27)

CHAPTER V - HIGH-FREQUENCY ALGORITHMIC TRADING TECHNIQUE AND FINAL PROVISIONS (Article 28-29)

ANNEX I ANNEX II Q&A

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Related documents

Article 19 - Delegated Regulation 2017/589

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