Updated 18/10/2024
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Article 1 - Scope

Article 1

Scope

The information to be exchanged between the competent authority to whom a request for cooperation is made (requested authority) and the competent authority who makes a request for cooperation (requesting authority) under Article 80 of Directive 2014/65/EU may concern the following entities:

(a)

an investment firm, a market operator or a data reporting service provider authorised in accordance with Directive 2014/65/EU;

(b)

a credit institution authorised under Directive 2013/36/EU of the European Parliament and of the Council (3) providing investment services or performing investment activities;

(c)

any other natural or legal person, or any unincorporated entity or association, not specified in points (a) and (b).


(3)  Directive 2013/36/EU of the European Parliament and of the Council of 26 June 2013 on access to the activity of credit institutions and the prudential supervision of credit institutions and investment firms, amending Directive 2002/87/EC and repealing Directives 2006/48/EC and 2006/49/EC (OJ L 176, 27.6.2013, p. 338).