Article 73 | Delegated Regulation 2017/565

CHAPTER I - SCOPE AND DEFINITIONS (Article 1-20)

CHAPTER II - ORGANISATIONAL REQUIREMENTS (Article 21-43)

CHAPTER III - OPERATING CONDITIONS FOR INVESTMENT FIRMS (Article 44-79)

SECTION 1 - Information to clients and potential clients (Article 44-51)

SECTION 2 - Investment advice (Article 52-53)

SECTION 3 - Assessment of suitability and appropriateness (Article 54-58)

SECTION 4 - Reporting to clients (Article 59-63)

SECTION 5 - Best execution (Article 64-66)

SECTION 6 - Client order handling (Article 67-70)

SECTION 7 - Eligible counterparties (Article 71)

SECTION 9 - SME growth markets (Article 77-79)

CHAPTER IV - OPERATING OBLIGATIONS FOR TRADING VENUES (Article 80-82)

CHAPTER V - POSITION REPORTING IN COMMODITY DERIVATIVES (Article 83)

CHAPTER VI - DATA PROVISION OBLIGATIONS FOR DATA REPORTING SERVICE PROVIDERS (Article 84-89)

CHAPTER VII - COMPETENT AUTHORITIES AND FINAL PROVISIONS (Article 90)

CHAPTER VIII - FINAL PROVISIONS (Article 91)

Article 73 - Record keeping of rights and obligations of the investment firm and the client (Article 25(5) of Directive 2014/65/EU)