Article 70 | Delegated Regulation 2017/565

Article 70 - Prompt fair and expeditious execution of client orders and publication of unexecuted client limit orders for shares traded on a trading venue (Article 28 of Directive 2014/65/EU)

Article 70

Prompt fair and expeditious execution of client orders and publication of unexecuted client limit orders for shares traded on a trading venue

(Article 28 of Directive 2014/65/EU)

A client limit order in respect of shares admitted to trading on a regulated market or traded on a trading venue which have not been immediately executed under prevailing market conditions as referred to in Article 28(2) of Directive 2014/65/EU shall be considered available to the public when the investment firm has submitted the order for execution to a regulated market or a MTF or the order has been published by a data reporting services provider located in one Member State and can be easily executed as soon as market conditions allow.

Regulated markets and MTFs shall be prioritised according to the firm's execution policy to ensure execution as soon as market conditions allow.

CHAPTER I - SCOPE AND DEFINITIONS (Article 1-20)

CHAPTER II - ORGANISATIONAL REQUIREMENTS (Article 21-43)

CHAPTER III - OPERATING CONDITIONS FOR INVESTMENT FIRMS (Article 44-79)

SECTION 1 - Information to clients and potential clients (Article 44-51)

SECTION 2 - Investment advice (Article 52-53)

SECTION 3 - Assessment of suitability and appropriateness (Article 54-58)

SECTION 4 - Reporting to clients (Article 59-63)

SECTION 5 - Best execution (Article 64-66)

SECTION 6 - Client order handling (Article 67-70)Article 67 - General principles (Articles 28(1) and 24(1) of Directive 2014/65/EU) Q&A Article 68 - Aggregation and allocation of orders (Articles 28(1) and 24(1) of Directive 2014/65/EU)Article 69 - Aggregation and allocation of transactions for own account (Articles 28(1) and 24(1) of Directive 2014/65/EU)Article 70 - Prompt fair and expeditious execution of client orders and publication of unexecuted client limit orders for shares traded on a trading venue (Article 28 of Directive 2014/65/EU)

SECTION 7 - Eligible counterparties (Article 71)

SECTION 8 - Record-keeping (Article 72-76)

SECTION 9 - SME growth markets (Article 77-79)

CHAPTER IV - OPERATING OBLIGATIONS FOR TRADING VENUES (Article 80-82)

CHAPTER V - POSITION REPORTING IN COMMODITY DERIVATIVES (Article 83)

CHAPTER VI - DATA PROVISION OBLIGATIONS FOR DATA REPORTING SERVICE PROVIDERS (Article 84-89)

CHAPTER VII - COMPETENT AUTHORITIES AND FINAL PROVISIONS (Article 90)

CHAPTER VIII - FINAL PROVISIONS (Article 91)

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Article 70 - Prompt fair and expeditious execution of client orders and publication of unexecuted client limit orders for shares traded on a trading venue (Article 28 of Directive 2014/65/EU)

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