Article 61 | Delegated Regulation 2017/565 | judict

Updated 18/09/2024

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Version from: 02/08/2022

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MiFID II Tool Delegated Regulation 2017/565

Article 61

Article 61 - Reporting obligations in respect of eligible counterparties (Article 24(4) and Article 25(6) of Directive 2014/65/EU)

Article 61

Reporting obligations in respect of eligible counterparties

(Article 24(4) and Article 25(6) of Directive 2014/65/EU)

The requirements applicable to reports for retail and professional clients under Articles 49 and 59 shall apply unless investment firms enter into agreements with eligible counterparties to determine content and timing of reporting.

Table of contents

CHAPTER I - SCOPE AND DEFINITIONS (Article 1-20)

CHAPTER II - ORGANISATIONAL REQUIREMENTS (Article 21-43)

CHAPTER III - OPERATING CONDITIONS FOR INVESTMENT FIRMS (Article 44-79)

SECTION 1 - Information to clients and potential clients (Article 44-51)

SECTION 2 - Investment advice (Article 52-53)

SECTION 3 - Assessment of suitability and appropriateness (Article 54-58)

SECTION 4 - Reporting to clients (Article 59-63)Article 59 - Reporting obligations in respect of execution of orders other than for portfolio management (Article 25(6) of Directive 2014/65/EU) Q&A Article 60 - Reporting obligations in respect of portfolio management (Article 25(6) of Directive 2014/65/EU) Q&A Article 61 - Reporting obligations in respect of eligible counterparties (Article 24(4) and Article 25(6) of Directive 2014/65/EU)Article 62 - Additional reporting obligations for portfolio management or contingent liability transactions (Article 25(6) of Directive 2014/65/EU) Q&A Article 63 - Statements of client financial instruments or client funds (Article 25(6) of Directive 2014/65/EU) Q&A

SECTION 5 - Best execution (Article 64-66)

SECTION 6 - Client order handling (Article 67-70)

SECTION 7 - Eligible counterparties (Article 71)

SECTION 8 - Record-keeping (Article 72-76)

SECTION 9 - SME growth markets (Article 77-79)

CHAPTER IV - OPERATING OBLIGATIONS FOR TRADING VENUES (Article 80-82)

CHAPTER V - POSITION REPORTING IN COMMODITY DERIVATIVES (Article 83)

CHAPTER VI - DATA PROVISION OBLIGATIONS FOR DATA REPORTING SERVICE PROVIDERS (Article 84-89)

CHAPTER VII - COMPETENT AUTHORITIES AND FINAL PROVISIONS (Article 90)

CHAPTER VIII - FINAL PROVISIONS (Article 91)

ANNEX I ANNEX II Q&A ANNEX III ANNEX IV