ANNEX
National securities exchanges registered with the US Securities and Exchange Commission and considered equivalent to regulated markets as defined in Directive 2014/65/EU:
|
(a) |
BOX Options Exchange LLC |
|
(b) |
Cboe BYX Exchange, Inc. (formerly Bats BYX Exchange, Inc.; BATS Y-Exchange, Inc.) |
|
(c) |
Cboe BZX Exchange, Inc. (formerly Bats BZX Exchange, Inc.; BATS Exchange, Inc.) |
|
(d) |
Cboe C2 Exchange, Inc. |
|
(e) |
Cboe EDGA Exchange, Inc. (formerly Bats EDGA Exchange, Inc.; EDGA Exchange, Inc.) |
|
(f) |
Cboe EDGX Exchange, Inc. (formerly Bats EDGX Exchange, Inc.; EDGX Exchange, Inc.) |
|
(g) |
Cboe Exchange, Inc. |
|
(h) |
Chicago Stock Exchange, Inc. |
|
(i) |
The Investors Exchange LLC |
|
(j) |
Miami International Securities Exchange |
|
(k) |
MIAX PEARL, LLC |
|
(l) |
Nasdaq BX, Inc. (formerly NASDAQ OMX BX, Inc.; Boston Stock Exchange) |
|
(m) |
Nasdaq GEMX, LLC (formerly ISE Gemini) |
|
(n) |
Nasdaq ISE, LLC (formerly International Securities Exchange, LLC) |
|
(o) |
Nasdaq MRX, LLC (formerly ISE Mercury) |
|
(p) |
Nasdaq PHLX LLC (formerly NASDAQ OMX PHLX, LLC; Philadelphia Stock Exchange) |
|
(q) |
The Nasdaq Stock Market |
|
(r) |
New York Stock Exchange LLC |
|
(s) |
NYSE Arca, Inc. |
|
(t) |
NYSE MKT LLC (formerly NYSE AMEX and the American Stock Exchange) |
|
(u) |
NYSE National, Inc. (formerly National Stock Exchange, Inc.) |
Alternative trading systems registered with the US Securities and Exchange Commission and considered equivalent to regulated markets as defined in Directive 2014/65/EU:
|
(a) |
Aqua Securities L.P. |
|
(b) |
ATS-1 |
|
(c) |
ATS-4 |
|
(d) |
ATS-6 |
|
(e) |
Barclays ATS |
|
(f) |
Barclays DirectEx |
|
(g) |
BIDS Trading, L.P. |
|
(h) |
CIOI |
|
(i) |
CitiBLOC |
|
(j) |
CITICROSS |
|
(k) |
CODA Markets, Inc |
|
(l) |
Credit Suisse Securities (USA) LLC |
|
(m) |
Deutsche Bank Securities, Inc |
|
(n) |
eBX LLC |
|
(o) |
Instinct X |
|
(p) |
Instinet Continuous Block Crossing System (CBX) |
|
(q) |
Instinet, LLC (Instinet Crossing, Instinet BLX) |
|
(r) |
Instinet, LLC (BlockCross) |
|
(s) |
JPB-X |
|
(t) |
J.P. Morgan ATS ('JPM-X') |
|
(u) |
JSVC LLC |
|
(v) |
LiquidNet H2O ATS |
|
(w) |
Liquidnet Negotiation ATS |
|
(x) |
Luminex Trading & Analytics LLC |
|
(y) |
National Financial Services, LLC |
|
(z) |
POSIT |
|
(aa) |
SIGMA X2 |
|
(bb) |
Spot Quote LLC |
|
(cc) |
Spread Zero LLC |
|
(dd) |
UBS ATS |
|
(ee) |
Ustocktrade |
|
(ff) |
Virtu MatchIt |
|
(gg) |
XE |