Article 1
General rules
1. In order to inform the European Banking Authority (EBA) about the application of Article 4(1), (8), (9) and (10) of Directive 2014/59/EU to institutions in their jurisdictions, competent authorities and resolution authorities shall transmit to the EBA the information identified in accordance with Articles 2 and 3 of this Regulation.
2. For the purposes of the transmission of information in accordance with paragraph 1, competent authorities and resolution authorities shall complete the relevant templates set out in Annex I and, where appropriate, refer to the optional indicators set out in Annex II.
3. Competent authorities and resolution authorities may choose to complete the templates set out in Annex I on a joint basis in the following manner:
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(a) |
competent authorities complete the relevant parts of the templates for the purposes of recovery planning; |
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(b) |
resolution authorities complete the relevant parts of the templates for the purposes of resolvability assessments and resolution planning. |
4. Where competent authorities and resolution authorities transmit the information identified in accordance with Articles 2 and 3 of this Regulation to the EBA, those authorities may make reference to a ‘category of institutions’, where they determine that two or more institutions share similar characteristics in terms of the criteria referred to in Article 4(1) of Directive 2014/59/EU for the application of simplified obligations.