Capital instruments main features template (1)

1

Issuer

2

Unique identifier (eg CUSIP, ISIN or Bloomberg identifier for private placement)

3

Governing law(s) of the instrument

Regulatory treatment

4

Transitional CRR rules

5

Post-transitional CRR rules

6

Eligible at solo/(sub-)consolidated/ solo & (sub-)consolidated

7

Instrument type (types to be specified by each jurisdiction)

8

Amount recognised in regulatory capital (currency in million, as of most recent reporting date)

9

Nominal amount of instrument

9a

Issue price

9b

Redemption price

10

Accounting classification

11

Original date of issuance

12

Perpetual or dated

13

Original maturity date

14

Issuer call subject to prior supervisory approval

15

Optional call date, contingent call dates and redemption amount

16

Subsequent call dates, if applicable

Coupons / dividends

17

Fixed or floating dividend/coupon

18

Coupon rate and any related index

19

Existence of a dividend stopper

20a

Fully discretionary, partially discretionary or mandatory (in terms of timing)

20b

Fully discretionary, partially discretionary or mandatory (in terms of amount)

21

Existence of step up or other incentive to redeem

22

Noncumulative or cumulative

23

Convertible or non-convertible

24

If convertible, conversion trigger(s)

25

If convertible, fully or partially

26

If convertible, conversion rate

27

If convertible, mandatory or optional conversion

28

If convertible, specify instrument type convertible into

29

If convertible, specify issuer of instrument it converts into

30

Write-down features

31

If write-down, write-down trigger(s)

32

If write-down, full or partial

33

If write-down, permanent or temporary

34

If temporary write-down, description of write-up mechanism

35

Position in subordination hierarchy in liquidation (specify instrument type immediately senior to instrument)

36

Non-compliant transitioned features

37

If yes, specify non-compliant features

(1) Insert ‘N/A’ if the question is not applicable