Article 32
Exchange of information on the outcome of the supervisory review and evaluation and of information on early warning signs, potential risks, and vulnerabilities
1. The competent authority of the home Member State shall communicate to the members of the college of supervisors:
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(a) |
the information referred to in Article 3, 4 and 5, Articles 7 to 13 and Article 17 of Delegated Regulation (EU) No 524/2014; |
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(b) |
the value of the leverage ratio of the parent entity referred to in Article 429 of Regulation (EU) No 575/2013; |
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(c) |
the required own funds referred to in Article 104(1), point (a), of Directive 2013/36/EU and any guidance on additional own funds in accordance with Article 104b of that Directive as a result of the supervisory review and evaluation carried out in accordance with Article 97 of that Directive. |
2. For the purposes of identifying risks and vulnerabilities for the institution and its significant branches, the competent authority of the home Member State and the members of the college of supervisors shall exchange qualitative and quantitative information on:
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(a) |
the macroeconomic environment in which the institutions and its significant branches operate; |
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(b) |
adverse developments in markets that may have the potential to jeopardise the market liquidity and the stability of the financial system in the Member States where the institution or its significant branches are established and may adversely impact the institution and its significant branches. |
3. Where the institution infringes or, due, inter alia, to a rapidly deteriorating financial condition, is likely in the near future to infringe the requirements of Regulation (EU) No 575/2013 or Directive 2013/36/EU as referred to in Article 27(1) of Directive 2014/59/EU, the competent authority of the home Member State shall provide the members of the college of supervisors with the following information:
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(a) |
whether the conditions for application of early intervention measures are met; |
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(b) |
whether early intervention measures are taken or planned in accordance with Articles 27 and 30 of Directive 2014/59/EU; |
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(c) |
an indication of the potential consequences of those early intervention measures. |