ANNEX I

ANNEX I

PART 1

Article 5 and 6

—

Options,

—

Covered warrants,

—

Futures,

—

Index-related instruments,

—

Contracts for difference,

—

Shares/units of exchange-traded funds,

—

Swaps,

—

Spread bets,

—

Packaged retail or professional investment products,

—

Complex derivatives,

—

Certificates linked to shares,

—

Global depositary receipts.

PART 2

Article 7

—

Options,

—

Futures,

—

Index-related instruments,

—

Contracts for difference,

—

Swaps,

—

Spread bets,

—

Complex derivatives,

—

Certificates linked to sovereign debt.

Recitals

CHAPTER I - GENERAL (Article 1-2)

CHAPTER II - SUPPLEMENTARY SPECIFICATION OF DEFINITIONS PURSUANT TO ARTICLE 2(2) AND ARTICLE 3(7)(a) (Article 3-4)

CHAPTER III - NET SHORT POSITIONS PURSUANT TO ARTICLE 3(7)(b) (Article 5-11)

CHAPTER IV - NET SHORT POSITIONS IN FUNDS OR GROUPS PURSUANT TO ARTICLE 3(7)(c) (Article 12-13)

CHAPTER V - COVERED SOVEREIGN CREDIT DEFAULT SWAPS PURSUANT TO ARTICLE 4(2) (Article 14-20)

CHAPTER VI - NOTIFICATION THRESHOLDS FOR NET SHORT POSITIONS IN SOVEREIGN DEBT PURSUANT TO ARTICLE 7(3) (Article 21)

CHAPTER VII - PARAMETERS AND METHODS FOR CALCULATING LIQUIDITY THRESHOLD FOR SUSPENDING RESTRICTIONS ON SHORT SALES OF SOVEREIGN DEBT PURSUANT TO ARTICLE 13(4) (Article 22)

CHAPTER VIII - SIGNIFICANT FALL IN VALUE FOR FINANCIAL INSTRUMENTS OTHER THAN LIQUID SHARES PURSUANT TO ARTICLE 23 (Article 23)

CHAPTER IX - ADVERSE EVENTS OR DEVELOPMENTS PURSUANT TO ARTICLE 30 (Article 24-25)

ANNEX I Q&A ANNEX II Q&A

Metadata

Related documents

Table of contents