ANNEX IV | Implementing Regulation 2024/913

Updated 18/09/2024

Metadata

In force

Initial Legal Act

Amendments

ANNEX IV - Statement on the authorisation of an AIFM under Article 32(3), second subparagraph, of Directive 2011/61/EU

ANNEX IV

Statement on the authorisation of an AIFM under Article 32(3), second subparagraph, of Directive 2011/61/EU

STATEMENT ESTABLISHED BY ______________________________________ (name of the competent authority of the AIFM home Member State)

Section 1. Department responsible for the establishment of the statement within the competent authority of the AIFM home Member State

Department
Address of the NCA
Email address of the department establishing the statement

Section 2. Identification of the authorised AIFM

AIFM
AIFM’s LEI
AIFM’s home Member State
Address and, where different from address, registered office/domicile

Section 3. Scope of the authorisation of the AIFM

The authorisation of the AIFM is limited to the management of AIFs with the following investment strategy:

____________________________________________________________________________________________________

(The attestation shall be signed and dated by a representative of the competent authority of the AIFM home Member State. The signatory shall state his or her full name)

Date
Name and capacity of the signatory
Signature

Recitals Article 1 - Form and content of standard model notification letters Article 2 - Transmission of the notifications made in accordance with Article 33(2) of Directive 2011/61/EU Article 3 - Templates to be used for the exchange of information between competent authorities Article 4 - Transmission of notifications between competent authorities Article 5 - Entry into force and application ANNEX I ANNEX II - Model notification letter for the cross-border marketing of EU AIFs under Article 32(2) of Directive 2011/61/EU ANNEX III - Model notification letter to be submitted by an EU AIFM to the competent authority of its home Member State to manage EU AIFs established in other Member States under Article 33(2) of Directive 2011/61/EU or to establish a branch in other Member State under Article 33(3) of Directive 2011/61/EU ANNEX IV - Statement on the authorisation of an AIFM under Article 32(3), second subparagraph, of Directive 2011/61/EU ANNEX V - Model notification letter regarding persons responsible for a branch to be submitted by EU AIFM to the competent authority of its home Member State intending to establish a branch in other Member States under Article 33(3), letter (c), of Directive 2011/61/EU

Metadata

Related documents

ANNEX IV - Statement on the authorisation of an AIFM under Article 32(3), second subparagraph, of Directive 2011/61/EU

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