Updated 18/09/2024
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Article 3

Article 3

With regard to problems encountered regarding effective cooperation among competent authorities, competent authorities shall provide the following information:

(a)

the number of cases in which a competent authority has notified to the competent authority of the home Member State of an AIFM a situation as described in Article 45(5) of Directive 2011/61/EU, indicating the type of situation;

(b)

the number of cases in which a competent authority, after being notified as described in Article 45(5) of Directive 2011/61/EU by the competent authority of the host Member State, has taken the measures set out in Article 45(5) of that Directive, indicating the type of measures taken;

(c)

the number of cases in which a competent authority, after notifying the competent authority of the home Member State of an AIFM of a situation as described in Article 45(5) of Directive 2011/61/EU, has taken the measures set out in Article 45(6) of that Directive, indicating the type of measures taken;

(d)

the number of cases in which a competent authority has notified to the competent authority of the home Member State of an AIFM a situation as described in Article 45(7) of Directive 2011/61/EU, indicating the type of situations;

(e)

the number of cases in which a competent authority, after being notified as described in Article 45(7) of Directive 2011/61/EU by the competent authority of the host Member State, has taken measures in accordance with Article 45(7) of that Directive, indicating the type of measures taken;

(f)

the number of cases in which a competent authority, after notifying the competent authority of the home Member State of an AIFM of a situation as described in Article 45(7) of Directive 2011/61/EU, has taken the measures set out in Article 45(8) of that Directive, indicating the type of measures taken;

(g)

the number of notifications sent and of notifications received under Article 50(5) of Directive 2011/61/EU, indicating the actions taken as a consequence of the notification;

(h)

as regards the requests for assistance issued by the competent authority:

the number and type of requests,

the number of requests rejected and the reasons for rejection,

the degree of satisfaction with the assistance received and the difficulties encountered,

the average time for receiving a response;

(i)

as regards the requests for assistance received by the competent authority from competent authorities in other Member States:

the number and type of requests,

the number of requests rejected and the reasons for rejection,

the average time for issuing a response;

(j)

the number of on-the-spot verifications or investigations that the competent authority has undertaken in another Member State in accordance with Article 54(1) of Directive 2011/61/EU and the number of requests for on-the-spot verifications or investigations in another Member State that were refused.