Article 4
Notification of any change to the information provided under Article 17(1), (2), (3), (8) and (9), Article 18(1), (2) and (4), and Article 20(1) and (4) of Directive 2009/65/EC
1. Management companies shall inform the competent authorities concerned about any change to the information referred to in Articles 1 to 3.
2. Management companies shall inform the competent authorities concerned about the planned termination of the operation of a branch established in another Member State, and shall provide those competent authorities with all the following information:
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(a) |
the name, email address and telephone number of the person or persons who will be responsible for the process of terminating the operation of the branch; |
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(b) |
the schedule for the planned termination; |
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(c) |
the details of and processes proposed for winding down the business operations, including details about how investor interests will be protected, complaints will be resolved, and any outstanding liabilities will be discharged. |