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Article 9 - Common list and classification of regulated information

Article 9

Common list and classification of regulated information

1.   The common list of types of regulated information shall include the following information:

(a)

annual financial and audit reports which include all information required to be disclosed under Article 4 of Directive 2004/109/EC;

(b)

half-year financial reports and audit reports or limited reviews including all information required to be disclosed under Article 5 of Directive 2004/109/EC;

(c)

payments to governments which include all information required to be disclosed under Article 6 of Directive 2004/109/EC;

(d)

choice of home Member State which include the information required to be disclosed under in Article 2(1)(i) of Directive 2004/109/EC;

(e)

inside information which is required to be disclosed under Article 6 of Directive 2003/6/EC of the European Parliament and of the Council (4);

(f)

notifications concerning voting rights which include all information required to be disclosed under Article 12 of Directive 2004/109/EC;

(g)

acquisition or disposal of the issuer's own shares which include all information required to be disclosed under Article 14 of Directive 2004/109/EC;

(h)

total number of voting rights and capital which include all information required to be disclosed under Article 15 of Directive 2004/109/EC;

(i)

changes in the rights attaching to the classes of shares or securities which include all information required to be disclosed under Article 16 of Directive 2004/109/EC;

(j)

all information not falling under points (a) to (i) but which the issuer, or any other person who has applied for the admission of securities to trading on a regulated market without the issuer's consent, is to disclose under the laws, regulations or administrative provisions of a Member State adopted under Article 3(1) of Directive 2004/109/EC.

2.   Each OAM shall classify all regulated information in accordance with Section B of the Annex.


(4)  Directive 2003/6/EC of the European Parliament and of the Council of 28 January 2003 on insider dealing and market manipulation (market abuse) (OJ L 96, 12.4.2003, p. 16).