Article 5 | IFR | Regulation 2019/2033

In force

Version from: 09/01/2024

Amendments

There is currently no Level 2 legal act based on or specifying Article 5.

Article 5 - General principle

Article 5

General principle

Investment firms shall comply with the requirements laid down in Parts Two to Seven on an individual basis.

PART ONE - GENERAL PROVISIONS (Article 1-8)

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4)

TITLE II - LEVEL OF APPLICATION OF REQUIREMENTS (Article 5-8)

CHAPTER 1 - Application of requirements on an individual basis (Article 5-6)Article 5 - General principle Article 6 - Exemptions

CHAPTER 2 - Prudential consolidation and exemptions for an investment firm group (Article 7-8)

PART TWO - OWN FUNDS (Article 9-10)

PART THREE - CAPITAL REQUIREMENTS (Article 11-34)

PART FOUR - CONCENTRATION RISK (Article 35-42)

PART FIVE - LIQUIDITY (Article 43-45)

PART SIX - DISCLOSURE BY INVESTMENT FIRMS (Article 46-53)

PART SEVEN - REPORTING BY INVESTMENT FIRMS (Article 54-55)

PART EIGHT - DELEGATED ACTS (Article 56)

PART NINE - TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS (Article 57-64)

PART TEN - FINAL PROVISIONS (Article 65-66)