Article 3 | IFR | Regulation 2019/2033

Updated 21/12/2024

Metadata

In force

Version from: 09/01/2024

Amendments

Level 2 legal acts

There is currently no Level 2 legal act based on or specifying Article 3.

Article 3 - Application of stricter requirements by investment firms

Article 3

Application of stricter requirements by investment firms

This Regulation shall not prevent investment firms from holding own funds and their components and liquid assets in excess of, or applying measures that are stricter than, those required by this Regulation.

Recitals

PART ONE - GENERAL PROVISIONS (Article 1-8)

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-4)Article 1 - Subject matter and scope Article 2 - Supervisory powers Article 3 - Application of stricter requirements by investment firms Article 4 - Definitions Q&A

TITLE II - LEVEL OF APPLICATION OF REQUIREMENTS (Article 5-8)

PART TWO - OWN FUNDS (Article 9-10)

PART THREE - CAPITAL REQUIREMENTS (Article 11-34)

PART FOUR - CONCENTRATION RISK (Article 35-42)

PART FIVE - LIQUIDITY (Article 43-45)

PART SIX - DISCLOSURE BY INVESTMENT FIRMS (Article 46-53)

PART SEVEN - REPORTING BY INVESTMENT FIRMS (Article 54-55)

PART EIGHT - DELEGATED ACTS (Article 56)

PART NINE - TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS (Article 57-64)

PART TEN - FINAL PROVISIONS (Article 65-66)

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Level 2 legal acts

Related documents

Article 3 - Application of stricter requirements by investment firms

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