Article 11 | PEPP | Regulation 2019/1238

Updated 04/02/2025

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In force

Initial Legal Act

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There is currently no Level 2 legal act based on or specifying Article 11.

Article 11 - Regulation 2019/1238 (PEPP)

Article 11

Prudential regime applicable to different types of providers

PEPP providers and PEPP distributors shall comply with this Regulation, as well as with the relevant prudential regime applicable to them in accordance with the legislative acts referred to in Articles 6(1) and 10(2).

Recitals

CHAPTER I - GENERAL PROVISIONS (Article 1-4)

CHAPTER II - REGISTRATION (Article 5-13)Article 5 - Registration Article 6 - Application for registration of a PEPP ITSQ&A Article 7 - Registration of a PEPP Article 8 - Conditions for deregistration of a PEPP Article 9 - Designation Article 10 - Distribution of PEPPs Article 11 - Prudential regime applicable to different types of providers Article 12 - Publication of national provisions Article 13 - Central public register Q&A

CHAPTER III - CROSS-BORDER PROVISION AND PORTABILITY OF PEPP (Article 14-21)

CHAPTER IV - DISTRIBUTION AND INFORMATION REQUIREMENTS (Article 22-40)

CHAPTER V - ACCUMULATION PHASE (Article 41-47)

CHAPTER VI - INVESTOR PROTECTION (Article 48-51)

CHAPTER VII - SWITCHING OF PEPP PROVIDERS (Article 52-56)

CHAPTER VIII - DECUMULATION PHASE (Article 57-60)

CHAPTER IX - SUPERVISION (Article 61-66)

CHAPTER X - PENALTIES (Article 67-70)

CHAPTER XI - FINAL PROVISIONS (Article 71-74)

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Level 2 legal acts

Related documents

Article 11 - Regulation 2019/1238 (PEPP)

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