Article 12 | IFD | Directive 2019/2034

Article 12 - Directive 2019/2034 (IFD)

Article 12

The prudential supervision of investment firms shall be the responsibility of the competent authorities of the home Member State, without prejudice to those provisions of this Directive which confer responsibility on the competent authorities of the host Member State.

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3)

TITLE II - COMPETENT AUTHORITIES (Article 4-8)

TITLE III - INITIAL CAPITAL (Article 9-11)

TITLE IV - PRUDENTIAL SUPERVISION (Article 12-56)

CHAPTER 1 - Principles of prudential supervision (Article 12-23)

Section 2 - Professional secrecy and duty to report (Article 15-17)

Section 3 - Sanctions, investigatory powers and right of appeal (Article 18-23)

CHAPTER 2 - Review process (Article 24-45)

CHAPTER 3 - Supervision of investment firm groups (Article 46-56)

TITLE V - PUBLICATION BY COMPETENT AUTHORITIES (Article 57)

TITLE VI - DELEGATED ACTS (Article 58)

TITLE VII - AMENDMENTS TO OTHER DIRECTIVES (Article 59-64)

TITLE VIII - FINAL PROVISIONS (Article 65-69)

Article 12 - Directive 2019/2034 (IFD)