Article 1
Subject matter
This Directive lays down rules concerning:
|
(a) |
the initial capital of investment firms; |
|
(b) |
supervisory powers and tools for the prudential supervision of investment firms by competent authorities; |
|
(c) |
the prudential supervision of investment firms by competent authorities in a manner that is consistent with the rules set out in Regulation (EU) 2019/2033; |
|
(d) |
publication requirements for competent authorities in the field of prudential regulation and supervision of investment firms. |