Article 9 | SFTR | Regulation 2015/2365

Article 9 - Powers of ESMA

Article 9

Powers of ESMA

The powers conferred on ESMA in accordance with Articles 61 to 68, 73 and 74 of Regulation (EU) No 648/2012, in conjunction with Annexes I and II thereto, shall also be exercised with respect to this Regulation. References to Article 81(1) and (2) of Regulation (EU) No 648/2012 in Annex I to that Regulation shall be construed as references to Article 12(1) and (2) of this Regulation respectively.

The powers conferred on ESMA or any official of or other person authorised by ESMA by Articles 61, 62 and 63 of Regulation (EU) No 648/2012 shall not be used to require the disclosure of information or documents which are subject to legal privilege.

Recitals

CHAPTER I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3)

CHAPTER II - TRANSPARENCY OF SFTS (Article 4)

CHAPTER III - REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY (Article 5-12)Article 5 - Registration of a trade repository ITSRTSDAQ&AGL Article 6 - Notification of and consultation with competent authorities prior to registration or extension of registration DA Article 7 - Examination of the application DA Article 8 - Notification of ESMA decisions relating to registration or extension of registration Article 9 - Powers of ESMA Article 10 - Withdrawal of registration Article 11 - Supervisory fees DA Article 12 - Transparency and availability of data held in a trade repository RTSGL

CHAPTER IV - TRANSPARENCY TOWARDS INVESTORS (Article 13-14)

CHAPTER V - TRANSPARENCY OF REUSE (Article 15)

CHAPTER VI - SUPERVISION AND COMPETENT AUTHORITIES (Article 16-18)

CHAPTER VII - RELATIONSHIP WITH THIRD COUNTRIES (Article 19-21)

CHAPTER VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES (Article 22-28)

CHAPTER IX - REVIEW (Article 29)

CHAPTER X - FINAL PROVISIONS (Article 30-33)

ANNEX

Metadata

Level 2 legal acts

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Article 9 - Powers of ESMA

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