Article 28 | SFTR | Regulation 2015/2365

Updated 22/10/2024

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Version from: 09/01/2024

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Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14

Article 28

Sanctions and other measures for the purpose of Articles 13 and 14

Sanctions and other measures established in accordance with Directives 2009/65/EC and 2011/61/EU shall be applicable to infringements of Articles 13 and 14 of this Regulation.

Recitals

CHAPTER I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-3)

CHAPTER II - TRANSPARENCY OF SFTS (Article 4)

CHAPTER III - REGISTRATION AND SUPERVISION OF A TRADE REPOSITORY (Article 5-12)

CHAPTER IV - TRANSPARENCY TOWARDS INVESTORS (Article 13-14)

CHAPTER V - TRANSPARENCY OF REUSE (Article 15)

CHAPTER VI - SUPERVISION AND COMPETENT AUTHORITIES (Article 16-18)

CHAPTER VII - RELATIONSHIP WITH THIRD COUNTRIES (Article 19-21)

CHAPTER VIII - ADMINISTRATIVE SANCTIONS AND OTHER ADMINISTRATIVE MEASURES (Article 22-28)Article 22 - Administrative sanctions and other administrative measures Article 23 - Determination of administrative sanctions and other administrative measures Article 24 - Reporting of infringements Article 25 - Exchange of information with ESMA ITS Article 26 - Publication of decisions Article 27 - Right of appeal Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14

CHAPTER IX - REVIEW (Article 29)

CHAPTER X - FINAL PROVISIONS (Article 30-33)

ANNEX

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Article 28 - Sanctions and other measures for the purpose of Articles 13 and 14

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