Article 78 | MiFID II | Directive 2014/65/EU | judict

Updated 07/09/2024

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Version from: 28/03/2024

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MiFID II Tool Markets in Financial Instruments Directive (MiFID II)

Article 78

Article 78 - Data protection

Article 78

Data protection

The processing of personal data collected in or for the exercise of the supervisory powers including investigatory powers in accordance with this Directive shall be carried out in accordance with national law implementing Directive 95/46/EC and with Regulation (EC) No 45/2001 where applicable.

Table of contents

TITLE I - SCOPE AND DEFINITIONS (Article 1-4)

TITLE II - AUTHORISATION AND OPERATING CONDITIONS FOR INVESTMENT FIRMS (Article 5-43)

TITLE III - REGULATED MARKETS (Article 44-56)

TITLE IV - POSITION LIMITS AND POSITION MANAGEMENT CONTROLS IN COMMODITY DERIVATIVES AND REPORTING (Article 57-58)

TITLE V - DATA REPORTING SERVICES (Article 59-66)

TITLE VI - COMPETENT AUTHORITIES (Article 67-88)

CHAPTER I - Designation, powers and redress procedures (Article 67-78)Article 67 - Designation of competent authorities Article 68 - Cooperation between authorities in the same Member State Article 69 - Supervisory powers Article 70 - Sanctions for infringements Article 71 - Publication of decisions ITS Article 72 - Exercise of supervisory powers and powers to impose sanctions Article 73 - Reporting of infringements Article 74 - Right of appeal Article 75 - Extra-judicial mechanism for consumers complaints Article 76 - Professional secrecy Article 77 - Relations with auditors Article 78 - Data protection

CHAPTER II - Cooperation between the competent authorities of the Member States and with ESMA (Article 79-87a)

CHAPTER III - Cooperation with third countries (Article 88)

TITLE VII - DELEGATED ACTS (Article 89-89a)

FINAL PROVISIONS (Article 90-97)

ANNEX I RTSDAQ&A ANNEX II Q&A ANNEX III ANNEX IV