Article 388 | CRR | Regulation 575/2013 | judict

Updated 05/02/2025

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Guide on materiality assessment

Published: 25/09/2017

Draft Guide on materiality assessment (EGMA)

Published: 16/12/2016

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CRR Tool Capital Requirements Regulation (CRR)

Article 388

Article 388 - Regulation 575/2013 (CRR)

Article 388

Negative Scope

This Part shall not apply to investment firms that fulfil the criteria set out in Article 95(1) or Article 96(1).

This Part shall not apply to a group on the basis of its consolidated situation, if that group only includes investment firms referred to in Article 95(1) or Article 96(1) and ancillary companies and where that group does not include credit institutions.

Table of contents

PART ONE - GENERAL PROVISIONS (Article 1-24)

PART TWO - OWN FUNDS (Article 25-91)

PART THREE - CAPITAL REQUIREMENTS (Article 92-386)

PART FOUR - LARGE EXPOSURES (Article 387-403)Article 387 - Subject matter Article 388 - Negative Scope Article 389 - Definition Q&A Article 390 - Calculation of the exposure value RTSQ&A Article 391 - Definition of an institution for large exposures purposes IAQ&A Article 392 - Definition of a large exposure Q&A Article 393 - Capacity to identify and manage large exposures Article 394 - Reporting requirements ITSRTSQ&A Article 395 - Limits to large exposures Q&AGL Article 396 - Compliance with large exposures requirements GL Article 397 - Calculating additional own funds requirements for large exposures in the trading book Q&A Article 398 - Procedures to prevent institutions from avoiding the additional own funds requirement Article 399 - Eligible credit mitigation techniques Q&A Article 400 - Exemptions ITSQ&AGL Article 401 - Calculating the effect of the use of credit risk mitigation techniques Q&A Article 402 - Exposures arising from mortgage lending Q&A Article 403 - Substitution approach Q&AGL

PART FIVE - EXPOSURES TO TRANSFERRED CREDIT RISK (Article 404-410)

PART SIX - LIQUIDITY (Article 411-428)

PART SEVEN - LEVERAGE (Article 429-430)

PART EIGHT - DISCLOSURE BY INSTITUTIONS (Article 431-455)

PART NINE - DELEGATED AND IMPLEMENTING ACTS (Article 456-464)

PART TEN - TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS (Article 465-520)

PART ELEVEN - FINAL PROVISIONS (Article 521)

ANNEX I Q&A ANNEX II RTSDAQ&A ANNEX III ITSQ&A ANNEX IV Q&A