Article 39a | CRAR | Regulation 1060/2009 | judict

Updated 04/02/2025

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CRAR Tool Credit Rating Agencies Regulation (CRAR)

Article 39a

Article 39a - Regulation 1060/2009 (CRAR)

Article 39a

ESMA’s staffing and resources

By 21 June 2014, ESMA shall assess its staffing and resources needs arising from the assumption of its powers and duties under this Regulation and shall submit a report to the European Parliament, the Council and the Commission.

Table of contents

TITLE I - SUBJECT MATTER, SCOPE AND DEFINITIONS (Article 1-5c)

TITLE II - ISSUING OF CREDIT RATINGS (Article 6-13a)

TITLE III - SURVEILLANCE OF CREDIT RATING ACTIVITIES (Article 14-35)

TITLE IIIA - CIVIL LIABILITY OF CREDIT RATING AGENCIES (Article 35a)

TITLE IV - PENALTIES, COMMITTEE PROCEDURE, REPORTING AND TRANSITIONAL AND FINAL PROVISIONS (Article 36-41)

CHAPTER I - Penalties, fines, periodic penalty payments, committee procedure, delegated powers and reporting (Article 36-39b)Article 36 - Penalties Article 36a - Fines Article 36b - Periodic penalty payments Article 36c - Hearing of the persons subject to the proceedings Article 36d - Disclosure, nature, enforcement and allocation of fines and periodic penalty payments Article 36e - Review by the Court of Justice of the European Union Article 37 - Amendments to Annexes Article 38 - Committee procedure Article 38a - Exercise of the delegation Article 38b - Revocation of the delegation Article 38c - Objections to delegated acts Article 39 - Reports Q&A Article 39a - ESMA’s staffing and resources Article 39b - Reporting obligations

CHAPTER II - Transitional and final provisions (Article 40-41)

ANNEX I RTSQ&A ANNEX II RTSQ&A ANNEX III Q&A ANNEX IV