ANNEX II
Functions included in the activity of collective portfolio management:
—
Investment management.
—
Administration:
(a)
legal and fund management accounting services;
(b)
customer inquiries;
(c)
valuation and pricing (including tax returns);
(d)
regulatory compliance monitoring;
(e)
maintenance of unit-holder register;
(f)
distribution of income;
(g)
unit issues and redemptions;
(h)
contract settlements (including certificate dispatch);
(i)
record keeping.
—
Marketing.