Article 31 | Listing Directive | Directive 2001/34/EC

Article 31 - Directive 2001/34/EC (Listing Directive)

Article 31

1. Where the application for admission to official listing relates to convertible debt securities, exchangeable debt securities or debt securities with warrants, the listing particulars must include:

(a) information concerning the nature of the shares offered by way of conversion, exchange or subscription, and the rights attaching thereto,

(b) the information provided for in heading 1.3 and Chapters 3 to 7 of Schedule A of Annex I,

(d) the conditions of and procedures for conversion exchange or subscription and details of the situations in which they may be amended.

2. When the issuer of the convertible debt securities, the exchangeable debt securities or the debt securities with warrants is not the issuer of the shares, listing particulars must include:

(a) information concerning the nature of the shares offered by way of conversion, exchange or subscription and the rights attaching thereto, and

(b) in respect of the issuer of the securities, the information provided for in Schedule B of Annex I,

(c) in respect of the issuer of the shares, that provided for in heading 1.3 and Chapters 3 to 7 of Schedule A of Annex I, and

(d) the conditions of and procedures for conversion, exchange or subscription and details of the situations in which they may be amended.

However, where the issuer of the debt securities is a finance company as referred to in Article 28(3), listing particulars need contain, in relation to that company, only the information provided for in Chapters 1, 2 and 3 and headings 5.1.0 to 5.1.5 and 6.1 of Schedule B of Annex I.

TITLE I - DEFINITIONS AND SCOPE OF APPLICATION (Article 1-4)

TITLE II - GENERAL PROVISIONS CONCERNING THE OFFICIAL LISTING OF SECURITIES (Article 5-19)

TITLE III - PARTICULAR CONDITIONS RELATING TO OFFICIAL LISTINGS OF SECURITIES (Article 20-63)

CHAPTER I - Publication of listing particulars for admission (Article 20-41)

Section 1 - General provisions (Article 20-22)

Section 2 - Partial or complete exemption from the obligation to publish listing particulars (Article 23)

Section 3 - Permitted omission from listing particulars of certain information (Article 24)

Section 4 - Contents of listing of particulars in specific cases (Article 25-34)Article 25 Article 26 Article 27 Article 28 Article 29 Article 30 Article 31 Article 32 Article 33 Article 34

Section 5 - Control and circulation of listing particulars (Article 35-36)

Section 6 - Determination of the competent authority (Article 37)

Section 7 - Mutual recognition (Article 38-40)

Section 8 - Agreements with non-member countries (Article 41)

CHAPTER II - Specific conditions for the admission of shares (Article 42-51)

CHAPTER III - Particular conditions relating to the admission to official listing of debt securities issued by an undertaking (Article 52-59)

CHAPTER IV - Particular conditions relating to the admission to official listing of Debt securities issued by a State, its regional or local authorities or a public international body (Article 60-63)

TITLE IV - OBLIGATIONS RELATING TO SECURITIES ADMITTED TO OFFICIAL LISTING (Article 64-97)

TITLE V - PUBLICATION AND COMMUNICATION OF THE INFORMATION (Article 98-104)

TITLE VI - COMPETENT AUTHORITIES AND COOPERATION BETWEEN MEMBER STATES (Article 105-107)

TITLE VII - CONTACT COMMITTEE (Article 108-109)

TITLE VIII - FINAL PROVISIONS (Article 110-113)

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Level 2 legal acts

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Article 31 - Directive 2001/34/EC (Listing Directive)

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