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Article 3 - Notification of any changes to the information communicated or provided under Article 33(2), (3) and (6) of Directive 2011/61/EU

Article 3

Notification of any changes to the information communicated or provided under Article 33(2), (3) and (6) of Directive 2011/61/EU

1.   AIFMs shall notify the competent authorities of their home Member State about any change to the information referred to in Articles 1 and 2.

2.   AIFMs shall inform the competent authorities of their home Member State about the planned termination of a branch established in another Member State, and shall provide those competent authorities with all the following:

(a)

the name, email address and telephone number of the person or persons who will be responsible for the process of terminating the operation of the branch;

(b)

the schedule for the planned termination;

(c)

the details of, and processes proposed for, winding down the business operations, including details about how investor interests will be protected, complaints will be resolved, and any outstanding liabilities will be discharged.