Updated 22/10/2024
In force since 19/10/2012

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16/10/2012
Delegated Regulation 946/2012 published in OJ
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CRAR ToolDelegated Regulation 946/2012

Delegated Regulation 946/2012

Commission Delegated Regulation (EU) No 946/2012 of 12 July 2012 supplementing Regulation (EC) No 1060/2009 of the European Parliament and of the Council with regard to rules of procedure on fines imposed to credit rating agencies by the European Securities and Markets Authority, including rules on the right of defence and temporal provisions (Text with EEA relevance)

RecitalsArticle 1 - Subject matterArticle 2 - Right to be heard by the investigating officerArticle 3 - Right to be heard by ESMA’s Board of Supervisors with regard to fines and supervisory measuresArticle 4 - Right to be heard by ESMA’s Board of Supervisors with regard to periodic penalty paymentsArticle 5 - Access to the file and use of documentsArticle 6 - Limitation periods for the imposition of penaltiesArticle 7 - Limitation periods for the enforcement of penaltiesArticle 8 - Collection of fines and periodic penalty paymentsArticle 9 - Calculation of periods, dates and time limitsArticle 10